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  • About
    • Membership
    • News
    • Boards and Committees
    • Alice Dittman Trailblazer Award
    • NBA Foundation
    • Leadership Program
    • Staff Directory >
      • Contact Us
  • Workforce
    • Careers
    • Post Job Openings
  • Advocacy
    • Legislative Update
    • BankPAC
    • Comment Letters
  • Compliance
    • Handbook
    • Compliance Update
    • Compliance Alliance
  • Education
    • Event Calendar
    • In-person Events/Training
    • Webinars
    • ABA Training
    • Banking Schools
    • CYBERSECURITY TRAINING
    • Sponsorships and Exhibits
    • Young Bankers (YBON)
  • Insurance
    • Agency Services >
      • Commercial Insurance
      • Personal Insurance
      • Livestock, Irrigation and Farm Insurance
      • Surety Bonds
    • Bank Property & Liability
    • Financial Institution Insurance
    • Benefit Plans
  • Bank Resources
    • Preferred Vendors
    • Associate Members
    • Marketing Resources
    • Financial Literacy
    • Single Bank Pooled ​Collateral Program
    • Bank Security
    • Compensation & Benefits Survey

REFINANCINGS AND REGULATION Z

If an obligation is satisfied and replaced by new obligation to the same bank (or holder of servicer of the original obligation) and is undertaken by the same consumer, the obligation must be treated as a refinancing.  A complete set of Regulation Z. disclosures must be furnished to the consumer.

A refinancing may involve money arrangements, such as:

  • the consolidation of several existing obligations
     
  • disbursement of new money to the consumer
     
  • rescheduling of payments under an existing obligation.

Regardless of the transaction, the new obligation must completely replace the earlier obligation to the considered a refinancing under Regulation Z.

The finance charge on the new disclosure must include any unearned portion of the old finance charge that is not credited to the existing obligation.

The following are not considered refinancings under Regulation Z even if the existing obligation is satisfied and replaced by a new obligation undertaken by the same consumer:

  • A renewal of an obligation with a single payment, of principal and interest or with periodic interest payments and a final payment of principal with no change in the original terms;
     
  • An APR reduction with a corresponding change in the payment schedule;
     
  • An agreement involving a court proceeding;
     
  • Changes in credit terms arising from the consumer’s default or delinquency.

NOTE:  If the rate increased or the new amount financed exceeds the unpaid balance plus earned finance charge and premiums for continuation of credit life, property or liability insurance, the transaction is a refinancing.

The renewal of optional insurance purchased by the consumer and added to an existing transaction, if required disclosures were provided for the initial purchase of the insurance.

Even without the cancellation of the old obligation and substitution of a new one, a new transaction is subject to new disclosures if the bank either:

  • Increases the rate based on the variable-rate feature that was not previously disclosed.

  • Adds a variable-rate feature to the obligation.

NOTE:  If at the time a loan is renewed the rate also is increased, the increase is not considered a variable-rate feature.  It is the cost of renewal, similar to a flat fee, as long as the new rate remains fixed during the remaining life of the loan.  If the original debt is not cancelled in connection with such a renewal, the regulation does not require new disclosures.

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Nebraska Bankers Association

233 South 13th Street, Suite 700
Lincoln, NE 68508
​402-474-1555
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