Nebraska Bankers Association
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  • About
    • Membership
    • News
    • Boards and Committees
    • Alice Dittman Trailblazer Award
    • NBA Foundation
    • Leadership Program
    • Staff Directory >
      • Contact Us
  • Workforce
    • Careers
    • Post Job Openings
  • Advocacy
    • Legislative Update
    • BankPAC
    • Comment Letters
  • Compliance
    • Handbook
    • Compliance Update
    • Compliance Alliance
  • Education
    • Event Calendar
    • In-person Events/Training
    • Webinars
    • ABA Training
    • Banking Schools
    • CYBERSECURITY TRAINING
    • Sponsorships and Exhibits
    • Young Bankers (YBON)
  • Insurance
    • Agency Services >
      • Commercial Insurance
      • Personal Insurance
      • Livestock, Irrigation and Farm Insurance
      • Surety Bonds
    • Bank Property & Liability
    • Financial Institution Insurance
    • Benefit Plans
  • Bank Resources
    • Preferred Vendors
    • Associate Members
    • Marketing Resources
    • Financial Literacy
    • Single Bank Pooled ​Collateral Program
    • Bank Security
    • Compensation & Benefits Survey

CHECKLIST CONSUMER PURPOSE LOAN (REAL ESTATE AS COLLATERAL)

GENERAL INFORMATION

Applicant’s (Buyer’s) Name: ______________________________________________

Name(s) for Trust Deed (if different): ______________________________________________

Current Mailing Address and Telephone: ______________________________________________

______________________________________________

Address of Property to be Purchased (if different): ______________________________________________

______________________________________________

Legal Description of Property to be Purchased:_______________________________________

______________________________________________

Seller’s Name: ______________________________________

Broker’s Name and Telephone: ______________________________________________

______________________________________________

Closing Date: _______________________________________

TIME OF APPLICATION

Required

Done

Date

1.      Completed Application Form and Application Fee Received

_______

______

__/__/__

2.      Copy of Purchase Agreement or Contract to Purchase
          ______ Copy of Building Plans/Specs/Plot (if applicable)

_______

______

__/__/__

3.      RESPA Settlement Booklet Costs given
          ______ ARM Booklet (if applicable)
          ______ ARM Disclosure (if applicable)

_______

______

__/__/__

4.      Credit Report

_______

______

__/__/__

5.      Request/Verification of Employment

_______

______

__/__/__

6.      Request/Verification of Deposits and Other Assets

_______

______

__/__/__

7.      Loan Denied
          ______ Denial Letter/Notice of Adverse Action Mailed

_______

______

__/__/__

8.      Good Faith Estimate of Settlement Costs to Applicant

_______

______

__/__/__

9.      RESPA Servicing Disclosure Statement/Transfer of Servicing Disclosure (if applicable)

_______

______

__/__/__

10.  Appraisal Ordered: _____ In-house _____ Independent
        Appraiser Name: _______________________________
        Appraisal Received and Reviewed: _________________

_______

 

_______

______

 

______

__/__/__

 

__/__/__

11.  Deliver Copy of Appraisal Report or give Notice of Right to Obtain Copy of Appraisal Report to Applicant

_______

______

__/__/__

12.  Preliminary Truth-in-Lending Disclosure and Estimated Closing Costs
        _____ Fixed Rate Loan
        _____ ARM Loan
        _____ Other

_______

______

__/__/__

13.  Affiliated Business Arrangement Disclosure (if applicable)

_______

______

__/__/__

14.  Standard Flood Hazard Determination
        ______ In Flood Zone
        ______ Not in Flood Zone
        ______ National Flood Insurance Notice to Borrower
                       (if applicable)
        ______ Order Flood Insurance (if applicable)

_______

______

__/__/__

15.  Environmental Assessment Questionnaire and Disclosure (if applicable)

_______

______

__/__/__

16.  Loan Approved
         ______ Commitment Letter Mailed

_______

______

__/__/__

17.  Title Insurance/Title Opinion Ordered

_______

______

__/__/__

18.  Name of Company: _____________________________

_______

______

__/__/__

19.  Order Abstract (if applicable)

_______

______

__/__/__

20.  Private Mortgage Insurance Application (if applicable)

_______

______

__/__/__

21.  Assign Census Tract Number (if applicable)

_______

______

__/__/__

PRIOR TO CLOSING

Required

Done

Date

1.      Title Commitment/Title Opinion Received -- Clear Title

_______

______

__/__/__

2.      Survey (if applicable)

_______

______

__/__/__

3.      Inspections:
          ______ Termite (if applicable)
          ______ Well/Septic Inspection (if applicable)
          ______ Other -- Specify: _____________________________

_______

______

__/__/__

4.      Prepare RESPA Settlement Statement (one business day prior to closing)

_______

______

__/__/__

5.      Prepare Note

_______

______

__/__/__

6.      Prepare Security Instrument:
          ______ Trust Deed
          ______ Mortgage

_______

______

__/__/__

7.      Private Mortgage Insurance Certificate

_______

______

__/__/__

8.      Evidence of flood insurance coverage (if applicable)

_______

______

__/__/__

9.      Evidence of hazard insurance coverage (binder) with bank as named loss-payee

_______

______

__/__/__

10.  Prepare Truth-in-Lending Statement

_______

______

__/__/__

11.  Prepare Real Estate Transfer Statement

_______

______

__/__/__

12.  Prepare Escrow Disclosure

_______

______

__/__/__

13.  Latent Filing Check for Liens/Security Interests

_______

______

__/__/__

14.  Obtain Lien Subordinations (if applicable)

_______

______

__/__/__

CLOSING

Required

Done

Date

1.      Sign and date Trust Deed/Mortgage

_______

______

__/__/__

2.      Sign and date Note

_______

______

__/__/__

3.      Obtain copy of Deed

_______

______

__/__/__

4.      RESPA Settlement Statement delivered to/signed by Buyer and Seller

_______

______

__/__/__

5.      RESPA Initial Escrow Account Statement delivered to Borrower if not included in RESPA Settlement Statement (if applicable)

_______

______

__/__/__

6.      Final Truth-in-Lending Disclosures delivered to/signed by borrower
          ______ Fixed Rate
          ______ ARM

_______

______

__/__/__

7.      Obtain Deed from Seller for Filing

_______

______

__/__/__

8.      Special Assessments Paid (if applicable)

_______

______

__/__/__

9.      Existing Loan Paid

_______

______

__/__/__

10.  Proceeds to Seller Delivered

_______

______

__/__/__

11.  Real Estate Transfer Statement signed by Buyer

_______

______

__/__/__

12.  Form completed and signed (if applicable)

_______

______

__/__/__

13.  Final Title Insurance/Attorney Opinion Received

_______

______

__/__/__

14.  Title Insurance/Attorney Fee payment

_______

______

__/__/__

15.  Real Estate Tax Payment (if applicable)

_______

______

__/__/__

16.  Copies of documents to Buyer/Seller (when applicable)

_______

______

__/__/__

POST CLOSING

Required

Done

Date

1.      Deed filed

_______

______

__/__/__

2.      Trust Deed/Mortgage filed

_______

______

__/__/__

3.      Real Estate Transfer Statement filed

_______

______

__/__/__

4.      Extend Abstract (if applicable)

_______

______

__/__/__

5.      Check that lien releases have been filed

_______

______

__/__/__

6.      Check that title is in buyer’s name and bank is named as first lienholder

_______

______

__/__/__

7.      Check that required insurance binders/certifications are in file

_______

______

__/__/__

8.      If an escrow account has been established after settlement and not a condition to the loan, the RESPA Initial Escrow Account Statement must be delivered to borrower

_______

______

__/__/__

9.      Review contents of Loan File for copies of Required Disclosures

_______

______

__/__/__

10.  Loan File in safekeeping

_______

______

__/__/__

11.  RESPA Notice of Assignment, Sale, or Transfer of Servicing Rights (if applicable)

_______

______

__/__/__


ADDITIONS/EXCEPTIONS: 
______________________________________________

______________________________________________

______________________________________________

______________________________________________

______________________________________________

Final Review by: ___________________________________(Loan Officer)

Date: ________________

Final Review by: ____________________________________ (Bank Officer)

Date: ________________

Application

___  Application without Monitoring Info                                       __________
___  Good Faith Estimate                                                          __________
___  ARM Disclosure                                                                 __________
___  Servicing Disclosure                                                           __________
___  ARM Booklet                                                                     __________
___  CIP Disclosure                                                                   __________
___  Copies of ID for CIP File (if not already on file)                       __________
___  HOEPA Worksheet                                                            __________

Closing

___  Note                                                                                __________
___  Mortgage                                                                         __________
___  HUD-1A                                                                           __________
___  Right to Receive Copy of an Appraisal                                __________
___  Agreement to Provide Insurance                                          __________
___  Notice of Free Choice of Insurance Agent                            __________
___  Truth-in-Lending                                                                 __________
___  Privacy Act Notice                                                             __________
___  Right of Rescission—New Loan (be aware of dates)              __________
___  HOEPA Disclosures (if needed)                                           __________

Misc.

___  Flood Determination                                                          __________
___  Appraisal                                                                         __________
___  Insurance Binder                                                               __________
___  Title Opinion                                                                     __________
___  Approval (as required)                                                        __________
___  Credit Report (<1 yr. Old)                                                   __________

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  • Volume III
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Nebraska Bankers Association

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