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  • About
    • Membership
    • News
    • Boards and Committees
    • Alice Dittman Trailblazer Award
    • NBA Foundation
    • Leadership Program
    • Staff Directory >
      • Contact Us
  • Workforce
    • Careers
    • Post Job Openings
  • Advocacy
    • Legislative Update
    • BankPAC
    • Comment Letters
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    • Handbook
    • Compliance Update
    • Compliance Alliance
  • Education
    • Event Calendar
    • In-person Events/Training
    • Webinars
    • ABA Training
    • Banking Schools
    • CYBERSECURITY TRAINING
    • Sponsorships and Exhibits
    • Young Bankers (YBON)
  • Insurance
    • Agency Services >
      • Commercial Insurance
      • Personal Insurance
      • Livestock, Irrigation and Farm Insurance
      • Surety Bonds
    • Bank Property & Liability
    • Financial Institution Insurance
    • Benefit Plans
  • Bank Resources
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INFORMATION SYSTEM SECURITY: FDIC GUIDANCE – SECURITY RISKS OF “VolP”

Voice Over Internet Protocol (“VoIP”) is a term to describe the delivery of traditional telephone voice communications over the Internet instead of through a public switched telephone network (PSTN). VoIP translates a caller's voice into a stream of data packets by an analog-digital converter, transmitted over the Internet and converted to a voice signal on the other end of the communication. Potential cost savings, such as elimination of long distance charges, may make VoIP can attractive alternative to traditional telephone networks and only one network is managed for both voice and data, resulting in additional savings. In FIL-69-2005, dated July 27, 2005, the FDIC provides Guidance on VoIP technology and warns that initial implementation costs may be significant, along with increased data security risks. Therefore, prior to investing in VoIP technology, institutions are advised to weigh benefits against disadvantages and consider that it, if improperly implemented, may pose significant operational risks. Bank management is advised to perform a comprehensive risk assessment before implementation to ensure the confidentiality, integrity and availability of voice communications using VoIP.

Susceptible to identical Internet data networks risks, e.g., viruses, worms, Trojans and man-in-the-middle attacks (where an intruder sits between two parties, monitors the transmission and is then able to impersonate one of the parties),VoIP devices and underlying operating systems may enable denial of service attacks, eavesdropping, voice alteration (hijacking) and toll fraud (theft of service), which risk the loss of privacy and integrity. There is also concern over potential exploitation of SPAM using VoIP and allowing unwanted and potentially offensive phone calls. Since speed affects transmission and voice quality, VoIP requires highest priority access to available bandwidth to be fast enough to avoid delay, loss, out-of-sequence delivery or non-delivery in the processing and delivery of voice packets. Institutions considering VoIP technology are advised to consider the following best practices that are further covered in the “Voice over Internet Protocol Informational Supplement”:

  • ensure that the institution has examined and can acceptably manage and mitigate risks to information, systems operations and continuity of essential operations when implementing VoIP systems;
  • assess the level of concern about security and privacy and, if warranted and practical, do not use “softphone” systems that implement VoIP using an ordinary PC with a headset and special software;
  • carefully review statutory requirements for privacy and record retention with competent legal advisors;
  • develop appropriate network architecture;
  • use VoIP-ready firewalls and other appropriate protection mechanisms and enable, use and routinely test security features included in VoIP systems;
  • implement physical controls in a VoIP environment;
  • evaluate costs for additional backup systems required to ensure continued operation during power outages;
  • consider the need to integrate mobile telephone units with the VoIP system, and if needed, consider using products implementing WiFi Protected Access (WPA) rather than Wired Equivalent Privacy (WEP); and
  • give special consideration to emergency service communications since automatic location services are not always as available with VoIP as with phone calls made through a PSTN.

Resources to assist in developing VoIP security policies and practices, including best practices, are published by the National Institute of Standards and Technology (NIST) – the agency responsible for developing information security standards for federal agencies (a special NIST Publication 800-58, Security Considerations for Voice over IP Systems, is found at http://csrc.nist.gov/publications/nistpubs/800-58/SP800-58-final.pdf).

In conclusion, the Guidance provides that should an institution decide to invest in VoIP technology, the associated risks are to be evaluated as part of the institution's periodic risk assessment and discussed in status reports submitted to its board of directors as required by § 501(b) of the Gramm-Leach-Bliley Act. Any identified weaknesses should be corrected during the normal course of business.

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