Nebraska Bankers Association
  • About
    • Membership
    • News
    • Boards and Committees
    • Alice Dittman Trailblazer Award
    • NBA Foundation
    • Leadership Program
    • Staff Directory >
      • Contact Us
  • Workforce
    • Careers
    • Post Job Openings
  • Advocacy
    • Legislative Update
    • BankPAC
    • Comment Letters
  • Compliance
    • Handbook
    • Compliance Update
    • Compliance Alliance
  • Education
    • Event Calendar
    • In-person Events/Training
    • Webinars
    • ABA Training
    • Banking Schools
    • CYBERSECURITY TRAINING
    • Sponsorships and Exhibits
    • Young Bankers (YBON)
  • Insurance
    • Agency Services >
      • Commercial Insurance
      • Personal Insurance
      • Livestock, Irrigation and Farm Insurance
      • Surety Bonds
    • Bank Property & Liability
    • Financial Institution Insurance
    • Benefit Plans
  • Bank Resources
    • Preferred Vendors
    • Associate Members
    • Marketing Resources
    • Financial Literacy
    • Single Bank Pooled ​Collateral Program
    • Bank Security
    • Compensation & Benefits Survey
  • About
    • Membership
    • News
    • Boards and Committees
    • Alice Dittman Trailblazer Award
    • NBA Foundation
    • Leadership Program
    • Staff Directory >
      • Contact Us
  • Workforce
    • Careers
    • Post Job Openings
  • Advocacy
    • Legislative Update
    • BankPAC
    • Comment Letters
  • Compliance
    • Handbook
    • Compliance Update
    • Compliance Alliance
  • Education
    • Event Calendar
    • In-person Events/Training
    • Webinars
    • ABA Training
    • Banking Schools
    • CYBERSECURITY TRAINING
    • Sponsorships and Exhibits
    • Young Bankers (YBON)
  • Insurance
    • Agency Services >
      • Commercial Insurance
      • Personal Insurance
      • Livestock, Irrigation and Farm Insurance
      • Surety Bonds
    • Bank Property & Liability
    • Financial Institution Insurance
    • Benefit Plans
  • Bank Resources
    • Preferred Vendors
    • Associate Members
    • Marketing Resources
    • Financial Literacy
    • Single Bank Pooled ​Collateral Program
    • Bank Security
    • Compensation & Benefits Survey

ACTIVITIES PERMISSIBLE FOR NATIONAL BANKS AND FEDERAL SAVINGS ASSOCIATIONS: OCC GUIDE

I.          INTRODUCTION

The Office of the Comptroller of the Currency (OCC) released a revised version of a publication in October 2017, entitled Activities Permissible for a National Bank and Federal Savings Associations (2017).  This 112-page guide updates OCC interpretations and decisions that authorize activities for National banks and their operating subsidiaries.  The guide’s website address is: https://www.occ.gov/publications/publications-by-type/other-publications-reports/pub-activities-permissible-for-nat-banks-fed-saving.pdf

The following are the complete list of activities found on the publication’s “Contents” pages:

II.        SUMMARY OF ACTIVITIES AUTHORIZED

General Banking Activities

  • Branching
  • Consulting and Financial Advice
  • Corporate Governance and Structure
  • Correspondent Services
  • Finder Activities
  • Leasing
  • Lending
  • Other Activities
  • Payment Services

Fiduciary Activities

Insurance and Annuities Activities

  • Insurance Underwriting and Reinsurance
  • Title Insurance

Securities Activities

  • Derivatives
  • Tying
  • Digital Certification
  • Electronic Bill Payments
  • Dispensing Prepaid Alternate Media from ATMs
  • Electronic Bill Presentment
  • Electronic Data Interchange (EDI) Services
  • Electronic Toll Collection
  • Merchant Processing of Credit Cards via Internet
  • Stored Value
  • Electronic Commerce
  • Electronic Correspondent Services
  • Electronic Storage and Safekeeping
  • Internet Access Service
  • Internet and PC Banking
  • Software Development, Production, and Licensing

Compliance

  • Bank Secrecy Act/Anti-money Laundering
  • Consumer

Investments

  • Community Development
  • Other Investments

Preemption

III.       ACTIVITIES PERMISSIBLE FOR A NATIONAL BANK

National banks may engage in activities that are part of, or incidental to, the business of banking, or are otherwise authorized for a national bank.  A federal savings association may engage in activities that are authorized under Section V of the Homeowner's Loan Act, or are otherwise authorized for a federal savings association. The business of banking is an evolving concept and the permissible activities of national banks and federal savings associations similarly evolve over time.  Accordingly, this list is not exclusive; the OCC may permit national banks and federal savings association to conduct additional activities in the future.  Any activity described in this summary as permissible for a national bank or federal savings association is also permissible for an operating subsidiary of a national bank or federal savings association.  The reverse is also true:  any activity described as permissible for an operating subsidiary is also permissible for the national bank or federal savings association to engage in directly.

Compliance Handbook Search

*
  • Volume I
    • Compliance Management
    • Governance
    • Bank Structure
    • Personnel
    • Record Retention
    • Public Disclosure
    • Privacy
    • Security
    • CFPB
  • Volume II
    • Deposit Accounts
    • Public Funds
    • Bank Promotion
    • Nondeposit Products
    • Unclaimed Property
  • Volume III
    • Secured Transactions
    • Real Estate
    • Lending
    • Environmental Issues
    • Miscellaneous

STAY CONNECTED

Contact Us

Nebraska Bankers Association

233 South 13th Street, Suite 700
Lincoln, NE 68508
​402-474-1555
​Digital Millennium Copyright Act Policy
Member Login