Nebraska Bankers Association
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  • About
    • Membership
    • News
    • Boards and Committees
    • Alice Dittman Trailblazer Award
    • NBA Foundation
    • Leadership Program
    • Staff Directory >
      • Contact Us
  • Workforce
    • Careers
    • Post Job Openings
  • Advocacy
    • Legislative Update
    • BankPAC
    • Comment Letters
  • Compliance
    • Handbook
    • Compliance Update
    • Compliance Alliance
  • Education
    • Event Calendar
    • In-person Events/Training
    • Webinars
    • ABA Training
    • Banking Schools
    • CYBERSECURITY TRAINING
    • Sponsorships and Exhibits
    • Young Bankers (YBON)
  • Insurance
    • Agency Services >
      • Commercial Insurance
      • Personal Insurance
      • Livestock, Irrigation and Farm Insurance
      • Surety Bonds
    • Bank Property & Liability
    • Financial Institution Insurance
    • Benefit Plans
  • Bank Resources
    • Preferred Vendors
    • Associate Members
    • Marketing Resources
    • Financial Literacy
    • Single Bank Pooled ​Collateral Program
    • Bank Security
    • Compensation & Benefits Survey

CORPORATE GOVERNANCE GUIDES AVAILABLE FROM THE OCC

The Office of Comptroller of Currency (OCC) published guides that are aimed at assisting bank directors in regard to compliance with corporate governance standards.  “Detecting Red Flags in Board Reports – A Guide for Directors,” although written primarily for national bank directors, provides information on what is generally found in board reports and identifies “red flags”, i.e., ratios or trends that may signal existing or potential problems.  The “Pocket Guide to Detecting Red Flags in Board Reports” is condensed version of the previously mentioned publication.  Both guides contain information on auditor independence under the Sarbanes-Oxley Act, consumer privacy under the Gramm-Leach-Bliley Act and money laundering under the USA PATRIOT Act.  The complete guide and the pocket version may be found by going to the OCC website at www.occ.treas.gov and searching for "Directors Toolkit." 

Compliance Handbook Search

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  • Volume I
    • Compliance Management
    • Governance
    • Bank Structure
    • Personnel
    • Record Retention
    • Public Disclosure
    • Privacy
    • Security
    • CFPB
  • Volume II
    • Deposit Accounts
    • Public Funds
    • Bank Promotion
    • Nondeposit Products
    • Unclaimed Property
  • Volume III
    • Secured Transactions
    • Real Estate
    • Lending
    • Environmental Issues
    • Miscellaneous

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Nebraska Bankers Association

233 South 13th Street, Suite 700
Lincoln, NE 68508
​402-474-1555
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