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  • About
    • Membership
    • News
    • Boards and Committees
    • Alice Dittman Trailblazer Award
    • NBA Foundation
    • Leadership Program
    • Staff Directory >
      • Contact Us
  • Workforce
    • Careers
    • Post Job Openings
  • Advocacy
    • Legislative Update
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    • Comment Letters
  • Compliance
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    • Compliance Update
    • Compliance Alliance
  • Education
    • Event Calendar
    • In-person Events/Training
    • Webinars
    • ABA Training
    • Banking Schools
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    • Sponsorships and Exhibits
    • Young Bankers (YBON)
  • Insurance
    • Agency Services >
      • Commercial Insurance
      • Personal Insurance
      • Livestock, Irrigation and Farm Insurance
      • Surety Bonds
    • Bank Property & Liability
    • Financial Institution Insurance
    • Benefit Plans
  • Bank Resources
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    • Associate Members
    • Marketing Resources
    • Financial Literacy
    • Single Bank Pooled ​Collateral Program
    • Bank Security
    • Compensation & Benefits Survey

REGULATION C SIMPLIFIED FLOWCHART

COVERAGE CRITERIA FOR DEPOSITORY INSTITUTIONS

___________________________________________________________

 

 

Is the institution a bank, credit union, or savings association?

 

NO

 

See next page.

                                                                    ½

                                                                YES

                                                                    ½

On the preceding December 31, did the assets of the institution total more than the asset threshold established by the Board? *

 

NO

 

It is exempt.

 

                                                                    ½

                                                                YES

                                                                    ½

On the preceding December 31, did the institution have a home or branch office in an MSA? **

 

NO

 

It is exempt.

 

                                                                    ½

                                                                YES

                                                                    ½

In the preceding calendar year, did the institution originate at least one name purchase loan or refinancing of a home purchase loan secured by a first lien on a 1 to 4 family dwelling?

 

NO

 

It is exempt.

 

 

                                                                    ½

                                                                YES

                                                                    ½

Is the institution federally insured or regulated; was the mortgage loan insured, guaranteed, or supplemented by a federal agency or was the loan intended for sale to FannieMae or FreddieMac?

 

NO

 

It is exempt.

 

                                                                    ½

                                                                YES

                                                                    ½

HMDA Applies to Loan Originations, Purchases, and Applications in the Current Calendar Year

 

 

 

*Every December, the Federal Reserve Board will announce the threshold for the following
year in the Federal Register.  The asset threshold may change from year to year based on
changes in the Consumer Price Index for Urban Wage Earners and Clerical Workers.

 

**For depository institutions, a branch office is an office approved as a branch by a supervisory
agency.  It does not include offices of affiliates or other third parties such as loan brokers, or
other offices where loan applications are merely taken; nor does it include ATMs or other
electronic terminals.




COVERAGE CRITERIA FOR OTHER LENDING INSTITUTIONS

__________________________________________________________________________

 

 

 

Is the lender a for-profit institution?

 

NO

 

It is exempt.

 

                                                                             ½

                                                            YES

                                                                             ½

In the preceding calendar year, did the institution’s home purchase loan originations (including refinancings of home purchase loans) equal or exceed 10 percent of its total loan originations, measured in dollars or originate home purchase loans, including refinancings of home purchase loans, that equaled at least $25 million?

 

 

NO

 

 

It is exempt.

 

                                                                             ½     

                                                            YES

                                                                             ½

Did the institution either: (1) have a home or branch office.[1] in an MSA on the preceding December 31 or (2) receive applications for, originate, or purchase 5 or more home purchase or home improvement loans on property located in an MSA in the preceding calendar year?

 

NO

 

 

It is exempt.

 

                                                                             ½

                                                            YES

                                                                             ½

Did the ins Did the institution either (1) have assets (when combined with the assets of any parent corporation) exceeding $10 million on the preceding December 31, or (2) originate 100 or more home purchase loans (including refinancings of home purchase loans) in the preceding calendar year?

 

 

NO

 

 

It is exempt.

 

                                                                              ½

                                                            YES

                                                              ½

HMDA Applies to Loan Originations, Purchases, and Applications in the Current Calendar Year

 

 

 

 

 



[1] For other mortgage lending institutions, a branch office is any office of the institution that takes applications from
the public for home purchase or home improvement loans.  It does not include offices of affiliates or other third
parties such as loan brokers.



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